Monday, October 20, 2008

CFA_Ethics_1

An analyst who routinely purges the files that support his research and recommendations:


A) is acting in accordance to Standard III(E), Preservation of Confidentiality.
B) is acting in accordance to Standard IV(A), Loyalty to Employer.
C) may be violating Standard II(A), Material Nonpublic Information.
D) may be violating Standard V(C), Record Retention.

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